Business Continuity Planning
Chance and uncertainty are part of the world we live in. We cannot predict what tomorrow will bring or whether a disaster will occur—but this doesn’t mean that we cannot plan for it. As an example, the city of Tampa, Florida, is in an area prone to hurricanes. Just because the possibility of a hurricane in winter in Tampa is extremely low doesn’t mean that planning can’t take place to reduce the potential negative impact. This is what the BIA is about. Its purpose is to think through all possible disasters that could take place, assess the risk, quantify the impact, determine the loss, and develop a plan to deal with the incidents that seem most likely to occur.
As a result, the BIA should present a clear picture of what is needed to continue operations if a disaster occurs. The individuals responsible for the BIA must look at the organization from many different angles and use information from a variety of inputs. For the BIA to be successful, the BIA team must know what key business processes are. Questions the team must ask when determining critical processes might include the following:
- Does the process support health and safety?—Items such as the loss of an air traffic control system at a major airport or the loss of power in a hospital operating room could be devastating to those involved and result in the loss of life.
- Does the loss of the process have a negative impact on income?—As an example, a company such as eBay would find the loss of Internet connectivity devastating, whereas a small nonprofit organization might be able to live without connectivity for days.
- Does the loss of the process violate legal or statutory requirements?—As an example, a coal-powered electrical power plant might be using scrubbers to clean the air before emissions are released. Loss of these scrubbers might violate federal law and result in huge regulatory fines.
- How does the loss of the process affect users?—Returning to the example electrical power plant, it is easy to see how problems with the steam-generation process would shut down power generation and leave many residential and business customers without power. This loss of power in the Alaskan winter or in the Houston summer would have a large impact.
As you might be starting to realize, performing the BIA is no easy task. It requires not only the knowledge of business processes, but also a thorough understanding of the organization itself. This includes IT resources, individual business units, and the interrelationship of each of these pieces. This task requires the support of senior management and the cooperation of IT personnel, business unit managers, and end users. The general steps of the BIA are as follows:
1. Determine data-gathering techniques.
2. Gather business impact analysis data.
3. Identify critical business functions and resources.
4. Verify completeness of data.
5. Establish recovery time for operations.
6. Define recovery alternatives and costs.
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